The Hungarian prime minister Viktor Orban’s party won another parliamentary majority in last weekend’s election. An authoritarian populist, Orban boasts that he favors “illiberal democracy.” But what is a liberal democracy?
We may distinguish three meanings of “liberal democracy.” The first one and perhaps the most popular, is empty. It assumes that “democracy” and “liberal” (the latter in the American sense of progressive-dirigiste) are synonymous with “good.” In this perspective, it is conceived as a system that produces the results that its defender—usually an American “liberal”—favors. But except if all voters are identical, this chameleon system is contradictory: liberal democracy does not make sense and cannot work if it is taken by every citizen to guarantee decisions that will implement his own preferences and values.
That sort of “liberal democracy,” it should be noted, is espoused by small gangs of wokes, social justice warriors, and gender-obssessed activists. That these ideologues are generally rich and pampered only adds to the comedy. They make liberal democracy look like a decadent system, which populists like Orban and Putin feel justified to attack on that very basis. But it is also true that the Western establishment often takes “liberal democracy” in a similar mushy sense.
A more serious conception of liberal democracy is a democracy that is constrained in its scope so that a majority (or minority) of voters cannot undermine the rights or liberties that are dear to others. “Liberal” qualifies “democracy”; it is not a pleonastic embellishment. A liberal democracy is a limited democracy or, synonymously, a constitutional democracy; it is the ideal of most classical liberals. One version (defended by William Riker among others) takes the form of a humble political system where elections simply allow voters to reject their political leaders and replace them with new ones. It does not claim to define truth or justice.
A third sort of liberal democracy, which may also be viewed as a special case of the second, is a political regime ultimately based on unanimity, that is, where every individual has a veto on government decisions—a very strong constraint. Although the formula may seem difficult to conceive, it has been brilliantly defended by James Buchanan, the 1986 laureate of the Nobel Prize in economics. The basic idea is that all individuals can agree on general or constitutional rules of state action, as opposed to ad hoc interventions; and that simple or qualified majorities may, at the post-constitutional stage, make decisions in compliance with the higher constitutional rules. The system is not contradictory because what every individual gets is the respect of the rules that he has virtually bargained for with other citizens and accepted as generally in his own interest. The power of political majorities remains strictly limited. (See Buchanan’s book with Gordon Tullock, The Calculus of Consent [1962] [Liberty Fund, 1998]; and one of Buchanan’s last books, Why I, Too, Am Not a Conservative [Edward Elgar, 2006].)
“Illiberal democracy”, the opposite of “liberal democracy,” thus means any majoritarian democracy that is not limited and can abrogate somebody’s rights without his consent. A strongman democracy or populist democracy is the most representative specimen of the genre. A populist democracy is nearly inevitably a strongman democracy: since “the people” doesn’t exist except as a set of individuals with different preferences and values, it has to be embodied in a strong ruler who can easily enforce his will (see my “The Impossibility of Populism,” The Independent Review 26:1 [Summer 2021]). A populist ruler is necessarily an authoritarian.
Orban is such a ruler. The Financial Times notes (see respectively “Viktor Orban Wins New Term as Hungary’s Prime Minister but OSCE Critisises Campaign,” Financial Times, April 3, 2022; and “Crushing victory gives Viktor Orban scope to tighten grip on Hungary,” April 5):
Orban … has extended control over most walks of life on the way to forming a self-styled “illiberal democracy” in which checks and balances have been weakened and the premier’s associates have become the business elite.
Orban has established tight administrative and ideological control over much of the media, higher education and cultural institutions.
Putin was among the first to congratulate Orban on his electoral victory. Columnist Gideon Rachman further explains (“Orban’s Victory Sends a Warning to the West,” Financial Times, April 4, 2022):
In the past, Orban has praised Putin for “making Russia great again”. He held a jovial meeting with the Russian president in Moscow, shortly before the invasion of Ukraine.
Donald Trump is another Orban fan. Earlier this year, the former US president endorsed the Hungarian leader’s re-election bid, calling him a “strong leader” who has done a “powerful and wonderful job”. …
But Orban has rigged the political system in his favour for more than a decade. The courts have been packed, the civil service purged and the electoral system gerrymandered.
Above all, there has been an assault on media freedom. Peter Marki-Zay, the Hungarian opposition leader, was given all of five minutes airtime on state television—during the entire election campaign.
READER COMMENTS
Scott Sumner
Apr 5 2022 at 12:32pm
It’s depressing to see Putin supporters doing so well in Europe at this point in time. Le Pen is surging in the polls and might even become the next president of France. Even as Putin struggles in Ukraine, he’s doing very well in the EU.
Lizard Man
Apr 5 2022 at 2:12pm
Orban could have vetoed EU sanctions on Russia, yet allowed them to go through by abstaining from voting. He might praise Putin, but that seems like empty talk given his de facto support of sanctions. I don’t see why Putin would view him as an ally.
Pierre Lemieux
Apr 5 2022 at 2:26pm
Lizard: As you say, Orban could have blocked the EU sanctions, but did not. The reason he didn’t is that he is trying to play both sides. On the EU side, he needs the COVID subsidies they have retained in the process for fining him for his attack on liberal democracy. When some EU state is even less liberal than the EU, there is an obvious problem in the former.
Pierre Lemieux
Apr 5 2022 at 3:07pm
PS: From today’s Wall Street Journal:
Pierre Lemieux
Apr 5 2022 at 3:11pm
From the same WSJ report:
Pierre Lemieux
Apr 5 2022 at 2:31pm
Scott: You are right. It suggests, doesn’t it, that Trump was more a symptom of a worldwide problem than the motor of history?
Jim Glass
Apr 6 2022 at 11:47pm
Scott: You are right. It suggests, doesn’t it, that Trump was more a symptom of a worldwide problem than the motor of history?
Of course. Trump is a narcissistic amateur political hack who found a wave to ride until he fell off. We’re lucky it was him! He was God’s gift to the Democrats.
Consider: He lost the popular vote to a Democrat who polled the 2nd worst unfavorables in the history of polling … inherited both the Senate and House, then (after purging the Repub leadership that built those majorities) promptly lost them both … got himself impeached twice(!) … picked a Senate candidate who lost in Alabama to a Democrat (!!) …etc., etc ….then lost to Joe Biden who’s been losing presidential runs since the 1980s, leaving the Democrats in full control of everything. Huh, a “motor of history”?
If a competent politician had surfed that wave, building up from control of the Senate and House, he could have done some real damage. The fact that so much of the Repub party is still enthralled by Trump in spite of the disaster he was for them shows it’s not him they are reacting to — it’s the wave.
Stephen Kotkin is the definitive biographer of Stalin and arguably the top expert on authoritarianism today. There’s a long video of him talking about all this, Trump and Orban et al., in Europe to foreign policy mavens. When they complained about Brexit he said, “Look, if you are so right on the merits, and so much smarter than the ‘leavers’ too, you should have been able to win one of three elections. So maybe the problem is you.” So get down off your high horses of self-righteousness and start politicking with them, he said, as deplorable as you might find them.
Craig
Apr 7 2022 at 12:28pm
“If a competent politician had surfed that wave”
Like who? Perhaps Mitt Romney. Romney lost, let’s remember no mattter who Team Red runs that person will be labelled the devil incarnate.
“he could have done some real damage.”
TJCA and its still the law actually.
“The fact that so much of the Repub party is still enthralled by Trump in spite of the disaster he was for them shows it’s not him they are reacting to — it’s the wave.”
But he wasn’t a disaster….FOR ME.
Pierre Lemieux
Apr 8 2022 at 2:38pm
Craig: Here is one realistic way to see the problem, which is close to Buchanan’s and Hayek’s thought. Few people care about what is good FOR YOU, except to the extent that you do, or contribute to, what is good for them. Hence, you and they have to agree on rules that are mutually beneficial, if you don’t want to fight it off. (Even if you secede with other individuals who are not all exactly similar to you, the same problem will re-appear.) The question then becomes whether Trump has improved or degraded the general system of rules that works (more or less), or could work, in everybody’s personal interest. (It’s difficult to imagine this system as anything else than one that allows everybody an equal liberty to pursue his onw goals.) It is quite obvious, isn’t it, that Trump did the latter, if only by degrading the very idea that truth exists.
Craig
Apr 8 2022 at 7:48pm
You can’t handle the truth! 😉
Jim Glass
Apr 8 2022 at 9:10pm
‘“If a competent politician had surfed that wave”’
“Like who?”
Like anyone who could pick a candidate who wouldn’t lose to a Democrat in Alabama! And who didn’t promptly lose both the House and Senate, not to mention the White House, to the Democrats.
“no matter who Team Red runs that person will be labelled the devil incarnate.”
Of course! But wouldn’t you prefer the liberals to be doing that while out of power instead of in power — where Trump put them.
“But he wasn’t a disaster….FOR ME.”
So you are happy with your candidate who turns over the House, Senate and White House to the Democrats? Hmmm … What peculiar kind of Republican/ conservative/ populist, does that make you?
Actually, it makes you exactly the kind of voter Kotkin was talking about, now appearing world-wide. And, as per Kotkin, people like Scott should be giving you a lot more engagement and respect than they do.
“Stephen Kotkin: Sphere of Influence III – The Chip on the Shoulder”
Don’t skip the Q&A at the end.
Lizard Man
Apr 5 2022 at 2:15pm
“The courts have been packed, the civil service purged and the electoral system gerrymandered.”
Sounds a bit like state level governance in the US. Are most US states (red and blue) illiberal democracies?
MarkW
Apr 5 2022 at 6:54pm
In which states have we seen court-packing or civil-service purges (let alone attacks on media)? Gerrymandering, yes, but that’s been around forever (the man who it is named after has been dead for over 200 years)
Craig
Apr 7 2022 at 12:24pm
I think GA and AZ increased number of justices on their respective state supreme courts.
Mark Z
Apr 5 2022 at 5:04pm
Your first definition seems to be the most common definition of liberal democracy among people who matter. At least among prominent self-styled defenders of liberal democracy, it seems to be understood that European-style hate speech laws, regulation of political speech, public accommodation laws, etc. are somehow not an affront to liberal democracy, while blasphemy laws, public accommodation laws (but for political groups), and regulation of tech companies’ policies toward political speech are an affront to liberal. People (at least, prominent people) whose definition of liberal democracy is closely related with individual freedom are in the minority, as far as I can tell.
Jim Glass
Apr 6 2022 at 10:03pm
“Liberal” and “Democratic” are two very different things, despite the way we usually conflate them together. And the “liberal” part is the far more important, if one has to choose.
Liberal states provide legal rights to the individual citizen. There have been many liberal, non-democratic states. Notably Britain with its common law while still a serious monarchy. The category “liberal autocracy” included most of the nations of western Europe coming into the 2oth Century. More recently, the citizens of Hong Kong while ruled by the Brits never had a serious election but had full rights under the law.
“Democratic” means majority rules. While many Americans instinctively think “democratic” is the highest form of government, it’s no trick for a dictator or autocrat to win fair elections in non-liberal societies. Putin would no doubt win a fair election in Russia today. Mugabe … the list goes on forever.
Its easy for voters to mob up and be manipulated to vote fair-and-square to take their societies backward in the service of the autocrat. See ancient Athens through the 20th Century and Orban today.
That’s why the Founders wrote the US Constitution to provides a Bill of Rights, bicameral legislature, and independent courts that can strike down popularly enacted laws that don’t comply with it — all liberal provisions that are seriously anti-democratic. They were very liberal, and very distrustful of democracy. And having created the longest-running, most successful constitutional regime in the world, it looks like they were right.
Jim Glass
Apr 6 2022 at 10:29pm
Dani Rodrik & Sharun Mukand:
~~~~~~~~~~~~~
Liberal and illiberal democracies
….
Fareed Zakaria coined the term ‘illiberal democracy’ for political regimes such as these that hold regular elections but routinely violate rights …
Democracy developed in Western Europe out of a liberal tradition that emphasized individual rights and placed limits on state coercion. In Britain, France, Germany, and even the US, mass enfranchisement arrived only after liberal thought had become entrenched.
Most of the world’s new democracies, by contrast, emerged in the absence of a liberal tradition and did little to foster one. As the shortcomings of these democracies have become more evident, it has become commonplace to talk about a ‘democratic recession’ …
In a new paper (Mukand and Rodrik 2015), we present a taxonomy of political regimes…
Thomas Boyle
Apr 14 2022 at 5:46pm
This is why I argue – and will continue to argue – that libertarianism (“classica is a distinctly different philosophy to anarchy. Anarchy is a philosophy that calls for elimination of government. Libertarianism is a philosophical guideline for government: it essentially recognizes that the ideal amount of personal liberty, from the point of view of the long-term welfare of the state, is much higher than the public wants (and, for that matter, much higher than what most politicians – including monarchs – and “public servants” want).
The Bill of Rights is not there to protect the welfare of the people from the will of the state. The clue is in the fact that it is antidemocratic: it is there to protect the welfare of the state from the will of the people. And, as you also note, more-enlightened modern monarchies tended to the welfare of the state.
That’s not to say that monarchy is a good idea: benighted monarchs can do tremendous damage; and monarchs and dictators tend to be kept in the dark about what’s really happening in the country (solving this was supposed to be the main innovation of democracy). But, indeed, “liberal monarchy” is perfectly possible, as is “illiberal democracy”.
Pierre Lemieux
Apr 17 2022 at 10:40am
Thomas: What is “the welfare of the state“? What is “the will of the people“?
Roger McKinney
Apr 8 2022 at 11:45am
Orban and Hungarians have rejected Brussel’s version of a liberal democracy which is more authoritarian than Orban.
He decided to remain neutal on the war. Since when did neutrality become evil? We need more if it, especially in the US.
S. F. Griffin
Apr 8 2022 at 1:25pm
The People are not a coherent agent of power, so democracy is not a coherent concept.
This does not mean that governance or legislation by elected officials is bad. It does help reveal that limits on their power over individuals and wider society are important.
The People are not a coherent entity with unified will, so populism is not a coherent concept.
This also does not mean that governance or legislation by elected officials is bad. It does further reveal that limits on their power over individuals and wider society are important.
Pierre Lemieux
Apr 17 2022 at 10:42am
S.F.: Yes. Your answer is along the lines of the questions I asked Thomas just above.
Comments are closed.