The concept of “state capacity” has become popular in the economic literature, notably to explain why today’s democratic governments seem incapable of doing anything correctly, from supplying public services to controlling their budgets. The headline of a recent article in The Economist illustrates the phenomenon: “Governments Are Bigger than Ever. They Are Also More Useless: Why Voters Across the Rich World are Miserable” (September 23, 2024). According to the magazine, a major cause lies in the growth of entitlements (guaranteed transfers) as opposed to public services such as schools or infrastructure. The phenomenon is visible in America and elsewhere in the rich world.
Another factor is crippling regulation. One example (“The Harris Broadband Rollout Has Been a Fiasco,” Wall Street Journal, October 4, 2024):
The 2021 infrastructure law included $42.5 billion for states to expand broadband to “unserved,” mostly rural, communities. Three years later, ground hasn’t been broken on a single project. The Administration recently said construction won’t start until next year at the earliest, meaning many projects won’t be up and running until the end of the decade. …
States must submit plans to the Commerce Department about how they’ll use the funds and their bidding process for providers. Commerce has piled on mandates that are nowhere in the law and has rejected state plans that don’t advance progressive goals. …
The Administration has also stipulated hiring preferences for “underrepresented” groups, including “aging individuals,” prisoners, racial, religious and ethnic minorities, “Indigenous and Native American persons,” “LGBTQI+ persons,” and “persons otherwise adversely affected by persistent poverty or inequality.”
It is not a matter of which political party is in power. What the government cannot do correctly often refers to what the specific defender of state capacity thinks the state should do more of. “State capacity” is a euphemism for state power.
It looks rather surprising that the democratic state would lack state capacity as its scope and means of action have grown for more than a hundred years. One indicator is that, across the OECD, government spending has grown from around 10% of GDP at the turn of the 20th century to more (and sometimes much more) than 40% today. The Code of Federal Regulations contains 1,089,462 restrictions (at the end of 2022), measured by the frequency of the keywords “shall,” “must,” “may not,” “required,” and “prohibited,” more than double the number at the end of 1970.
It is a Wonderland illusion to believe, like Daron Acemoglu and James Robinson in The Narrow Corridor, that state power can grow indefinitely as long as “social power” grows concurrently (see my review of The Narrow Corridor in Regulation). We get a glimpse of the result in the subsequent book of Acemoglu (with Simon Johnson), Power and Progress, where an ideal and benevolent Leviathan follows their advice and fights for all progressive causes, against greedy corporations and with the support of powerful and altruistic trade unions (I barely exaggerate: see my Regulation review of Power and Progress).
Anthony de Jasay’s model of the democratic state (see notably his book The State) is more useful in explaining where state capacity leads. For decades, an adulated state has been responding to the grievances of politically powerful groups by discriminating in their favor (with subsidies, tax breaks, and favorable regulations) at the cost of other citizens. The leaders and activists of the newly disfavored groups vent their own grievances and stake their demands. Political competition leads politicians to try to satisfy the new grievances. Policies pile up and become more and more inconsistent and conflictual. The higher state capacity acquired in the process further motivates special interests and their activists to demand more privileges, and the process continues.
Analysts who observe the growing discontent typically can’t put their fingers on its real underlying cause. Janan Ganesh merely comes close in a September 23 Financial Times column titled “The End of the Popular Politician.”
The cause is state capacity—read “state power”—in a democratic regime, which degenerates into a political war of all claimants against all, with growing and churning redistribution. Because of the churning, it is often not clear whether one is, on the net, a beneficiary or an exploiter of the system. The state is less and less able to satisfy all the contradictory demands addressed to it. The monstrous state seems impotent. Everybody grows more dissatisfied. The populists rise with their own promises to appease their supporters’ grievances to the detriment of somebody else.
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You will see many strange things in this image created by DALL-E to illustrate my post, but many strange things are also happening in the political world. We can understand that this poor robot is lost.
READER COMMENTS
Craig
Oct 9 2024 at 11:03am
Well, at least it seems to be a well-dressed mob.
“The state is less and less able to satisfy all the contradictory demands addressed to it.”
Indeed, I’d suggest Big Government is inherently divisive.
“The monstrous state seems impotent.”
I think Sowell said something along the lines of ‘with markets you buy the product, with government you buy the process,’ (paraphrasing from memory). Many leftists might say, “Well, you need to get involved in…..[insert your cause celebre]” and given I am a parent that’d probably be schools. But I don’t want to get involved, I just want to buy world class education services for my children. And if you don’t produce that product, I’ll buy it somewhere else. I’m supposed to get involved? But I have this swashbuckling job and all, they’re super nice, but they do seem to insist I show up.
“Because of the churning, it is often not clear whether one is, on the net, a beneficiary or an exploiter of the system.”
Very true, I’d add here that its now embedded in the culture itself and things are so muddied that people can’t even assess correctly where to place blame. Greedflation being the most immediate example that comes to mind.
Pierre Lemieux
Oct 9 2024 at 11:20am
Craig: Indeed, the beauty of a free society is that, to a large extent, you don’t have to “get involved” in what you don’t want to be involved in–and busybodies don’t get involved in your life either. Imagine if Ford or GM said, “You don’t like our cars, well, just get involved!” Same for Dell or Lenovo.
“Get a life!”
“I don’t have time, I am involved.”
Craig
Oct 9 2024 at 12:21pm
Noting GM and Ford made me think that with respect to physical products, cars come immediately to mind now of course, East Germany couldn’t hide the Trabant’s shortcomings versus a VW Golf. The problem today is that the services can be difficult to be seen.
Pierre Lemieux
Oct 9 2024 at 2:58pm
Craig: It is true that the quality of services is often difficult to evaluate. But note that, since the 19th century, individuals have safely bought life insurance contracts that run for decades by trusting the reputation of the large companies selling them. The finance under life insurance is not much simpler than the mechanics of a clunker. Note also that when you buy a computer, there is no way you can yourself evaluate what is under the hood: but you can rely on the reputation of Lenovo, Dell, and Apple, as well as intermediaries such as Best Buy, Walmart, and Amazon. Many other examples exist, including toasters.
Pierre Lemieux
Oct 9 2024 at 3:07pm
Craig: As for the well-dressed mob, I had some problems with our common friend ChatGPT/DALL-E. I had requested diversity in the angry crowd, including specifically blue-collar workers. DALL-E apparently does not meet many of them, and we can easily see one in the image. Now, on DALL-E’s first try, the man in the middle of the first row had overalls OVER his coat and tie. I instructed DALL-E to remove the coat and tie and replace them with a workingman’s shirt. Instead, the brilliant robot just removed the overalls!
steve
Oct 9 2024 at 11:14am
Meh. I think this ignores the rise of populists and dictators in the past when state capacity was much smaller either by percent of GDP they spent or the number of laws/regulations. Through most of history it has largely been the interests of the royalty and moneyed classes that have mattered and there has rarely been a time when they were happy for a prolonged period of time and everyone else didnt have much of a say in anything lacking any rights so they lived pretty brutal lives most of the time.
It seems pretty clear that nations with inadequate state capacity are bad places to live and places where the state controls everything are also awful. So while I think the case against the extremes of state capacity are solid I dont think state capacity per se is a good enough explanation for good or bad government.
Pierre Lemieux
Oct 9 2024 at 11:24am
Steve: Large state capacity is a sufficient, but not necessary, condition for tyranny.
john hare
Oct 9 2024 at 12:31pm
I’m about to be in the middle of the application huge state capacity coupled with dissatisfied citizens. Hurricane Milton will hit my county tonight and cause a lot of damage. I can safely predict that the government will spend billions on the problems. I can also safely predict that many people here will see it as not enough.
As someone in about the center of expected damage, I would vote right now to eliminate FEMA. Fortunately for me. I doubt many people in this county read this blog.
Jose Pablo
Oct 9 2024 at 2:15pm
I find it outrageous that the State can not protect its citizens against hurricanes.
Vote for me and I guarantee you that hurricanes will never again strike the properties of the American working class.
Craig
Oct 9 2024 at 2:20pm
#floridaman approves this message, but wait perhaps those resources should be used to lock the San Andreas fault in CA? 😉
Pierre Lemieux
Oct 9 2024 at 2:59pm
Craig: Good example!
Jose Pablo
Oct 9 2024 at 7:12pm
Don’t worry Craig, we will finance the locking of the San Andrea fault with an import tax on cheap Chinese supplies of emergency equipment used in natural catastrophes.
The emergency equipment used in American natural disasters should be made in America!
Pierre Lemieux
Oct 9 2024 at 8:01pm
Jose: Congratulations! You pass the ideological Turing test.
Monte
Oct 10 2024 at 12:29am
Is this test effective at recognizing humanoids stuck in a feedback loop of anti-Americanism? (No offense, Jose, just a playful little push…)
Jose Pablo
Oct 10 2024 at 6:01pm
None taken, Monte.
But I don’t think that “Anti-Americanism” can/should be “playful”.
You start playing with these very serious concepts and end up eating cats and dogs in Springfield in no time …
Monte
Oct 10 2024 at 10:35pm
😂✌
Pierre Lemieux
Oct 9 2024 at 2:38pm
John: A couple of things:
First, good luck for tonight. I just learned from Joanna Stern in the WSJ that, if you have an iPhone 14 or later and you have updated it to IOS 18, you can send and receive text messages by satellite even if you have lost cellular service. This made me think that I have to upgrade my iPhome 13– even if, in Maine, we mainly fear lobster attacks. Stern says that the Pixel 9 is the only other smartphone to have similar capabilities, but only to reach public emergency services.
Your last point illustrates my post. Many of your neighbors will be angry that the government is not able to protect them against Milton while their tax money serves to satisfy the claims of so many identity groups.
Keep your powder dry.
Mactoul
Oct 10 2024 at 4:48am
Why can’t we define the state capacity by its competence in the essential functions of the state viz law and order and ability to repel invaders?
Surely, an America, even if hit by a hurricane, is more competent state than a Haiti?
Pierre Lemieux
Oct 10 2024 at 10:31pm
Mactoul: You raise two good questions. If we want to say “minimal state” (essential state functions) we should say “minimal state” and not use an expression widely used to mean state power.
In Haiti, it is clear that a minimum state (powerful enough to fight the gangs that, in actual practice, are competitive governments) would be welcome. In many if not most poor countries, state capacity (“state power”) means reinforcing the “cage of norms” mentioned by Acemogly and Robinson, not protecting individuals against it. Look at many Islamic countries.
Jose Pablo
Oct 11 2024 at 10:27pm
Using Haiti as an example of a “minimum state” (or no state) is like using the French Reign of Terror as an example of a Republic.
Better examples exist (actually “existed”) of “ruling without a king”. Examples that allowed us to realize that “kings” (like now “states”) were part of the problem not part of the solution. Despite the incredulity of the “mactouls” of that time.
The solution to the Terror wasn’t the Restauration. We now know that. In the same way that the “solution” to the Haitian minimum state is not an American-like ever-growing state.
One can only admire the wisdom, foresight, and guts of the Founding Fathers when building something that only existed in “theory”, just because in “theory” it was so much better for the individual. And carrying on with the idea despite all the Cassandras pointing out that nothing like that existed or had existed before, and that “pursuing your own happiness” was up to no good.
And then they have luck. Tons of them. The English could have been successful at crushing Washington in NY (they were so close!), or Washington could have accepted the title of “king” that was offered to him. Or the army could have run over Congress in Philadelphia.
The (very faulty) American democracy we are all so proud of is the result of a lot of luck. It could, very well, not exist. And then we could, very well, have serious problems even imagining it was possible.
The idea of a “minimum state” (or even better of no state at all) is so much better “in theory”! Unfortunately, we lack the Washingtons that could bring the anarchy (individuals ruling themselves) that we deserve.
In the meantime, our lack of imagination and our inability to realize that the “realm of the possible” extends beyond the “realm of the existing” condemns us to live as slaves of this ever-growing state.
As a very deserved penitence for this very serious sin, a guy like Trump could very well rule us all.
Roger McKinney
Oct 10 2024 at 11:02am
We’re reliving Germany’s experience from 1870 to 1932 as told my Mises in Omnipotent Government. As state capacity, that is socialism, increased, the economy stagnated. But people demanded more socialism. Things were awful by 1932 but Hitler blamed democracy and the people bought it.
I still think Hayek’s Road to Serfdom is the best explanation of why state capacity fails. Socialists assume politicians are saints.
Warren Platts
Oct 12 2024 at 8:58am
$42 billion would be enough to pay for Starlink equipment for 70 million households…
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