An Essay on the Principle of Population
By Thomas Robert Malthus
There are two versions of Thomas Robert Malthus’s
Essay on the Principle of Population. The first, published anonymously in 1798, was so successful that Malthus soon elaborated on it under his real name.
* The rewrite, culminating in the sixth edition of 1826, was a scholarly expansion and generalization of the first.Following his success with his work on population, Malthus published often from his economics position on the faculty at the East India College at Haileybury. He was not only respected in his time by contemporaneous intellectuals for his clarity of thought and willingness to focus on the evidence at hand, but he was also an engaging writer capable of presenting logical and mathematical concepts succinctly and clearly. In addition to writing principles texts and articles on timely topics such as the corn laws, he wrote in many venues summarizing his initial works on population, including a summary essay in the
Encyclopædia Britannica on population.The first and sixth editions are presented on Econlib in full. Minor corrections of punctuation, obvious spelling errors, and some footnote clarifications are the only substantive changes.* Malthus’s “real name” may have been Thomas Robert Malthus, but a descendent, Nigel Malthus, reports that his family says he did not use the name Thomas and was known to friends and colleagues as Bob. See
The Malthus Homepage, a site maintained by Nigel Malthus, a descendent.For more information on Malthus’s life and works, see
New School Profiles: Thomas Robert Malthus and
The International Society of Malthus.Lauren Landsburg
Editor, Library of Economics and Liberty
2000
First Pub. Date
1798
Publisher
London: John Murray
Pub. Date
1826
Comments
6th edition
Copyright
The text of this edition is in the public domain. Picture of Malthus courtesy of The Warren J. Samuels Portrait Collection at Duke University.
- Preface
- Chapter I
- Chapter II
- Chapter III
- Chapter IV
- Chapter V
- Chapter VI
- Chapter VII
- Chapter VIII
- Chapter IX
- Chapter X
- Chapter XI
- Chapter XII
- Chapter XIII
- Chapter XIV
- Bk.II,Ch.I
- Bk.II,Ch.II
- Bk.II,Ch.III
- Bk.II,Ch.IV
- Bk.II,Ch.V
- Bk.II,Ch.VI
- Bk.II,Ch.VII
- Bk.II,Ch.VIII
- Bk.II,Ch.IX
- Bk.II,Ch.X
- Bk.II,Ch.XI, On the Fruitfulness of Marriages
- Bk.II,Ch.XII
- Bk.II,Ch.XIII
- Bk.III,Ch.I
- Bk.III,Ch.II
- Bk.III,Ch.III
- Bk.III,Ch.IV
- Bk.III,Ch.V
- Bk.III,Ch.VI
- Bk.III,Ch.VII
- Bk.III,Ch.VIII
- Bk.III,Ch.IX
- Bk.III,Ch.X
- Bk.III,Ch.XI
- Bk.III,Ch.XII
- Bk.III,Ch.XIII
- Bk.III,Ch.XIV
- Bk.IV,Ch.I
- Bk.IV,Ch.II
- Bk.IV,Ch.III
- Bk.IV,Ch.IV
- Bk.IV,Ch.V
- Bk.IV,Ch.VI
- Bk.IV,Ch.VII
- Bk.IV,Ch.VIII
- Bk.IV,Ch.IX
- Bk.IV,Ch.X
- Bk.IV,Ch.XI
- Bk.IV,Ch.XII
- Bk.IV,Ch.XIII
- Bk.IV,Ch.XIV
- Appendix I
- Appendix II
Of the Checks to Population in Scotland and Ireland.
Book II, Chapter X
An examination, in detail, of the statistical account of Scotland, would furnish numerous illustrations of the principle of population; but I have already extended this part of the work so much, that I am fearful of tiring the patience of my readers; and shall therefore confine my remarks in the present instance to a few circumstances which have happened to strike me.
On account of the acknowledged omissions in the registers of births, deaths and marriages in most of the parishes of Scotland, few just inferences can be drawn from them. Many give extraordinary results. In the parish of Crossmichael
*13 in Kircudbright, the mortality appears to be only 1 in 98, and the yearly marriages 1 in 192. These proportions would imply the most unheard-of healthiness, and the most extraordinary operation of the preventive check; but there can be but little doubt that they are principally occasioned by the omissions in the registry of burials, and the celebration of a part of the marriages in other parishes.
In general, however, it appears, from registers which are supposed to be accurate, that in the country parishes the mortality is small; and that the proportions of 1 in 45, 1 in 50, and 1 in 55, are not uncommon. According to a table of the probabilities of life, calculated from the bills of mortality in the parish of Kettle by Mr. Wilkie, the expectation of an infant’s life is 46.6,
*14 which is very high, and the proportion which dies in the first year is only one 10th. Mr. Wilkie further adds, that from 36 parish accounts, published in the first volume, the expectation of an infant’s life appears to be 40.3. But in a table which he has produced in the last volume, calculated for the whole of Scotland from Dr. Webster’s survey, the expectation at birth appears to be only 31 years.
*15 This, however, he thinks, must be too low, as it exceeds but little the calculations for the town of Edinburgh.
The Scotch registers appeared to be in general so incomplete, that the returns of 99 parishes only are published in the Population Abstracts of 1801; and, if any judgment can be formed from these, they shew a very extraordinary degree of healthiness, and a very small proportion of births. The sum of the population of these parishes in 1801 was 217,873;
*16 the average of burials, for five years ending in 1800, was about 3,815; and of births 4,928:
*17 from which it would appear that the mortality in these parishes was only 1 in 56, and the proportion of births 1 in 44. But these proportions are so extraordinary that it is difficult to conceive that they approach near the truth. Combining them with the calculations of Mr. Wilkie, it will not appear probable that the proportion of deaths and births in Scotland should be smaller than what has been allowed for England and Wales; namely, 1 in 40 for the deaths, and 1 in 30 for the births; and it seems to be generally agreed that the proportion of births to deaths is 4 to 3.
*18
With respect to the marriages, it will be still more difficult to form a conjecture. They are registered so irregularly, that no returns of them are given in the Population Abstract. I should naturally have thought, from the Statistical Account, that the tendency to marriage in Scotland was upon the whole greater than in England; but if it be true that the births and deaths bear the same proportion to each other, and to the whole population, in both countries, the proportion of marriages cannot be very different. It should be remarked, however, that supposing the operation of the preventive check to be exactly the same in both countries, and the climates to be equally salubrious, a greater degree of want and poverty would take place in Scotland, before the same mortality was produced as in England, owing to the smaller proportion of towns and manufactories in the former country than in the latter.
From a general view of the statistical accounts the result seems clearly to be, that the condition of the lower classes of people in Scotland has been considerably improved of late years. The price of provisions has risen, but almost invariably the price of labour has risen, in a greater proportion; and it is remarked in most parishes, that more butcher’s meat is consumed among the common people than formerly; that they are both better lodged and better clothed; and that their habits with respect to cleanliness are decidedly improved.
A part of this improvement is probably to be attributed to the increase of the preventive check. In some parishes a habit of later marriages is noticed; and in many places, where it is not mentioned, it may be fairly inferred from the proportion of births and marriages and other circumstances. The writer of the account of the parish of Elgin,
*19 in enumerating the general causes of depopulation in Scotland, speaks of the discouragement of marriage from the union of farms, and the consequent emigration of the flower of their young men, of every class and description, very few of whom ever return. Another cause that he mentions is the discouragement to marriage from luxury; at least, he observes, till people are advanced in years, and then a puny race of children are produced. “Hence how many men of every description remain single? and how many young women of every rank are never married, who in the beginning of this century, or even so late as 1745, would have been the parents of a numerous and healthy progeny?”
In those parts of the country where the population has been rather diminished by the introduction of grazing, or an improved system. of husbandry which requires fewer hands, this effect has chiefly taken place; and I have little doubt that in estimating the decrease of the population since the end of the last, or the beginning of the present century, by the proportion of births at the different periods, they have fallen into the error which has been particularly noticed, with regard to Switzerland and France, and have in consequence made the difference greater than it really is.
*20
The general inference on this subject which I should draw from the different accounts is, that the marriages are rather later than formerly. There are however some decided exceptions. In those parishes where manufactures have been introduced, which afford employment to children as soon as they have reached their 6th or 7th year, a habit of marrying early naturally follows; and while the manufacture continues to flourish and increase, the evil arising from it is not very perceptible; though humanity must confess with a sigh, that one of the reasons why it is not so perceptible is, that room is made for fresh families by the unnatural mortality which takes place among the children so employed.
There are other parts of Scotland however, particularly the Western Isles, and some parts of the Highlands, where population has considerably increased from the subdivision of possessions; and where perhaps the marriages may be earlier than they were formerly, though not caused by the introduction of manufactures. Here the poverty which follows is but too conspicuous: In the account of Delting in Shetland,
*21 it is remarked that the people marry very young, and are encouraged to do this by their landlords, who wish to have as many men on their grounds as possible, to prosecute the ling fishery; but that they generally involve themselves in debt and large families. The writer further observes, that formerly there were some old regulations called country acts, by one of which it was enacted, that no pair should marry unless possessed of 40
l. Scots of free gear. This regulation is not now enforced. It is said that these regulations were approved and confirmed by the parliament of Scotland in the reign of Queen Mary or James VI.
In the account of Bressay Burra and Quarff in Shetland,
*22 it is observed that the farms are very small, and few have a plough. The object of the proprietors is to have as many fishermen on their lands as possible—a great obstacle to improvements in agriculture. They fish for their masters, who either give them a fee totally inadequate, or take their fish at a low rate. The writer remarks, that “in most countries the increase of population is reckoned an advantage, and justly. It is however the reverse in the present state of Shetland. The farms are split. The young men are encouraged to marry without having any stock. The consequence is poverty and distress. It is believed that there is at present in these islands double the number of people that they can properly maintain.”
The writer of the account of Auchterderran,
*23 in the county of Fife, says, that the meagre food of the labouring man is unequal to oppose the effects of incessant hard labour upon his constitution, and by this means his frame is worn down before the time of nature’s appointment; and adds, “That people continuing voluntarily to enter upon such a hard situation by marrying, shews how far the union of the sexes and the love of independence are principles of human nature.” In this observation, perhaps the love of independence had better have been changed for the love of progeny.
The island of Jura
*24 appears to be absolutely overflowing with inhabitants in spite of constant and numerous emigrations. There are sometimes 50 or 60 on a farm. The writer observes, that such a swarm of inhabitants, where manufactures and many other branches of industry are unknown, are a very great load upon the proprietors, and useless to the state.
Another writer
*25 is astonished at the rapid increase of population, in spite of a considerable emigration to America in 1770, and a large drain of young men during the late war. He thinks it difficult to assign adequate causes for it; and observes, that, if the population continue to increase in this manner, unless some employment be found for the people, the country will soon be unable to support them. And in the account of the parish of Callander,
*26 the writer says, that the villages of this place, and other villages in similar situations, are filled with naked and starving crowds of people, who are pouring down for shelter or for bread; and then observes, that whenever the population of a town or village exceeds the industry of its inhabitants, from that moment the place must decline.
A very extraordinary instance of a tendency to rapid increase occurs in the register of the parish of Duthil,
*27 in the county of Elgin; and as errors of excess are not so probable as errors of omission, it seems to be worthy of attention. The proportion of annual births to the whole population is as 1 to 12, of marriages as 1 to 55, and of deaths the same. The births are to the deaths as 70 to 15, or 4 2/3 to 1. We may suppose some inaccuracy respecting the number of deaths, which seems to err on the side of defect; but the very extraordinary proportion of the annual births, amounting to 1/12 of the whole population, seems not to be easily liable to error; and the other circumstances respecting the parish tend to confirm the statement. Out of a population of 830, there were only three bachelors, and each marriage yielded seven children. Yet with all this, the population is supposed to have decreased considerably since 1745; and it appears that this excessive tendency to increase, had been occasioned by an excessive tendency to emigrate. The writer mentions very great emigrations; and observes, that whole tribes, who enjoyed the comforts of life in a reasonable degree, had of late years emigrated from different parts of Scotland, from mere humour, and a fantastical idea of becoming their own masters and freeholders.
Such an extraordinary proportion of births, caused evidently by habits of emigration, shews the extreme difficulty of depopulating a country merely by taking away a part of its people. Take but away its industry, and the sources of its subsistence, and it is done at once.
It may be observed that in this parish the average number of children to a marriage is said to be seven, though from the proportion of annual births to annual marriages it would appear to be only 4 2/3. This difference occurs in many other parishes, from which we may conclude that the writers of these accounts very judiciously adopted some other mode of calculation, than the mere uncorrected proportion of annual births to marriages; and probably founded the results they give, either on personal inquiries, or researches into their registers, to find the number of children, which had been born to each mother in the course of her marriage.
The women of Scotland appear to be prolific. The average of 6 children to a marriage is frequent; and of 7, and even 7½, not very uncommon. One instance is very curious, as it appears as if this number was actually living to each marriage, which would of course imply, that a much greater number had been and would be born. In the parish of Nigg,
*28 in the county of Kincardine, the account says, that there are 57 land families, and 405 children, which gives nearly 7 1/9 each; 42 fisher families, and 314 children, nearly 7½ each. Of the land families which have had no children there were 7; of the fishers, none. If this statement be just, I should conceive that each marriage must have yielded, or would yield, in the course of its duration, as many as 9 or 10 births.
When from any actual survey it appears, that there are about 3 living children to each marriage, or 5 persons, or, only 4½ to a house, which are very common proportions, we must not infer that the average number of births to a marriage is not much above 3. We must recollect, that all the marriages or establishments of the present year are of course without children, all of the year before have only one, all of the year before that can hardly be expected to have as many as two, and all of the fourth year will certainly, in the natural course of things, have less than three. One out of five children is a very unusually small proportion to lose in the course of ten years; and after ten years, it may be supposed that the eldest begin to leave their parents; so that if each marriage be supposed accurately to yield 5 births in the course of its duration, the families which had increased to their full complement would only have four children; and a very large proportion of those which were in the earlier stages of increase would have less than three;
*29 and consequently, taking into consideration the number of families where one of the parents may be supposed to be dead, I much doubt whether in this case a survey would give 4½ to a family. In the parish of Duthil,
*30 already noticed, the number of children to a marriage is mentioned as 7, and the number of persons to a house as only 5.
The poor of Scotland are in general supported by voluntary contributions, distributed under the inspection of the minister of the parish; and it appears, upon the whole, that they have been conducted with considerable judgment. Having no claim of right to relief,
*31 and the supplies, from the mode of their collection, being necessarily uncertain, and never abundant, the poor have considered them merely as a last resource in cases of extreme distress, and not as a fund on which they might safely rely, and an adequate portion of which belonged to them by the laws of their country in all difficulties.
The consequence of this is, that the common people make very considerable exertions to avoid the necessity of applying for such a scanty and precarious relief. It is observed, in many of the accounts, that they seldom fail of making a provision for sickness and for age; and, in general, the grown-up children and relations of persons, who are in danger of falling upon the parish, step forward, if they are in any way able, to prevent such a degradation, which is universally considered as a disgrace to the family.
The writers of the accounts of the different parishes frequently reprobate in very strong terms the system of English assessments for the poor, and give a decided preference to the Scotch mode of relief. In the account of Paisley,
*32 though a manufacturing town, and with a numerous poor, the author still reprobates the English system, and makes an observation on this subject, in which perhaps he goes too far. He says, that, though there are in no country such large contributions for the poor as in England, yet there is no where so great a number of them; and their condition, in comparison of
the poor of other countries, is truly most miserable.
In the account of Caerlaverock,
*33 in answer to the question, How ought the poor to be supplied? it is most judiciously remarked, “that distress and poverty multiply in proportion to the funds created to relieve them; that the measures of charity ought to remain invisible, till the moment when it is necessary that they should be distributed; that in the country parishes of Scotland in general, small occasional voluntary collections are sufficient; that the legislature has no occasion to interfere to augment the stream, which is already copious enough; in fine, that the establishment of a poor’s rate would not only be unnecessary but hurtful, as it would tend to oppress the landholder, without bringing relief on the poor.”
These, upon the whole, appear to be the prevailing opinions of the clergy of Scotland. There are, however, some exceptions; and the system of assessments is sometimes approved, and the establishment of it recommended. But this is not to be wondered at. In many of these parishes the experiment had never been made; and without being thoroughly aware of the principle of population from theory, or having fully seen the evils of poor-laws in practice, nothing seems, on a first view of the subject, more natural than the proposal of an assessment, to which the uncharitable, as well as the charitable, should be made to contribute according to their abilities, and which might be increased or diminished, according to the wants of the moment.
The endemic and epidemic diseases in Scotland fall chiefly, as is usual, on the poor. The scurvy is in some places extremely troublesome and inveterate; and in others it arises to a contagious leprosy, the effects of which are always dreadful, and not unfrequently mortal. One writer calls it the scourge and bane of human nature.
*34 It is generally attributed to cold and wet situations, meagre, and unwholesome food, impure air from damp and crowded houses, indolent habits, and the want of attention to cleanliness.
To the same causes, in a great measure, are attributed the rheumatisms which are general, and the consumptions which are frequent among the common people. Whenever, in any place, from particular circumstances, the condition of the poor has been rendered worse, these disorders, particularly the latter, have been observed to prevail with greater force.
Low nervous fevers, and others of a more violent and fatal nature, are frequently epidemic, and sometimes take off considerable numbers; but the most fatal epidemic, since the extinction of the plague which formerly visited Scotland, is the small-pox, the returns of which are, in many places, at regular intervals; in others, irregular, but seldom at a greater distance than 7 or 8 years. Its ravages are dreadful, though in some parishes not so fatal as they were some time ago. The prejudices against inoculation are still great; and as the mode of treatment must almost necessarily be bad in small and crowded houses, and the custom of visiting each other during the disorder still subsists in many places, it may be imagined that the mortality must be considerable, and the children of the poor the principal sufferers. In some parishes of the Western Isles and the Highlands, the number of persons to a house has increased from 4½ and 5, to 6½ and 7. It is evident, that if such a considerable increase, without the proper accommodations for it, cannot generate the disease, it must give to its devastations tenfold force when it arrives.
Scotland has at all times been subject to years of scarcity, and occasionally even to dreadful famines. The years 1635, 1680; 1688, the concluding years of the 16th century, the years 1740, 1756, 1766, 1778, 1782, and 1783, are all mentioned, in different places, as years of very great sufferings from want. In the year 1680, so many families perished from this cause, that for six miles, in a well-inhabited extent, there was not a smoke remaining.
*35 The seven years at the end of the 16th century were called the ill years. The writer of the account of the parish, of Montquhitter
*36 says, that of 16 families, on a farm in that neighbourhood, 13 were extinguished; and on another, out of 169 individuals, only 3 families (the proprietors included) survived. Extensive farms, now containing a hundred souls, being entirely desolated, were converted into a sheepwalk. The inhabitants of the parish in general were diminished by death to one-half, or, as some affirm, to one-fourth of the preceding number. Until 1709 many farms were waste. In 1740, another season of scarcity occurred; and the utmost misery was felt by the poor, though it fell short of death. Many offered in vain to serve for their bread. Stout men accepted thankfully two pence a-day in full for their work. Great distress was also suffered in 1782 and 1783, but none died. “If at this critical period,” the author says, “the American war had not ceased; if the copious magazines, particularly of pease, provided for the navy, had not been brought to sale, what a scene of desolation and horror would have been exhibited in this country!”
Many similar descriptions occur in different parts of the Statistical Account; but these will be sufficient to shew the nature and intensity of the distress which has been occasionally felt from want.
The year 1783 depopulated some parts of the Highlands, and is mentioned as the reason why in these places the number of people was found to have diminished since Dr. Webster’s survey. Most of the small farmers in general, as might be expected, were absolutely ruined by the scarcity; those of this description in the Highlands were obliged to emigrate to the Lowlands as common labourers,
*37 in search of a precarious support. In some parishes, at the time of the last survey, the effect of the ruin of the farmers, during this bad year, was still visible in their depressed condition, and the increased poverty and misery of the common people, which is a necessary consequence of it.
In the account of the parish of Grange,
*38 in the county of Banff, it is observed, that the year 1783 put a stop to all improvements by green crops, and made the farmers think of nothing but raising grain. Tenants were most of them ruined. Before this period, consumptions were not near so frequent as they have been since. This may be justly attributed to the effects of the scarcity and bad victual in the year 1783, to the long inclement harvests in 1782 and 1787, in both which seasons the labourers were exposed to much cold and wet during the three months that the harvests continued; but principally to the change that has taken place in the manner of living among the lower ranks. Formerly every householder could command a draught of small beer, and killed a sheep now and then out of his own little flock; but now the case is different. The frequent want of the necessaries of life among the poor, their damp and stinking houses, and dejection of mind among the middling classes, appear to be the principal causes of the prevailing distempers and mortality of this parish. Young people are cut off by consumptions, and the more advanced by dropsies and nervous fevers.
The state of this parish, which, though there are others like it, may be considered as an exception to the average state of Scotland, was, without doubt, occasioned by the ruin of the tenants; and the effect is not to be wondered at; as no greater evil can easily happen to a country, than the loss of agricultural stock and capital.
We may observe that the diseases of this parish are said to have increased, in consequence of the scarcity and bad victual of 1783. The same circumstance is noticed in many other parishes; and it is remarked, that though few people died of absolute famine, yet that mortal diseases almost universally followed.
It is remarked also, in some parishes, that the number of the births and marriages is affected by years of scarcity and plenty.
Of the parish of Dingwall,
*39 in the county of Ross, it is observed that, after the scarcity of 1783, the births were 16 below the average, and 14 below the lowest number of late years. The year 1787 was a year of plenty; and the following year the births increased in a similar proportion, and were 17 above the average, and 11 above the highest of the other years.
In the account of Dunrossness,
*40 in Orkney, the writer says that the annual number of marriages depends much on the seasons. In good years they may amount to thirty or upwards; but, when crops fail, will hardly come up to the half of that number.
The whole increase of Scotland, since the time of Dr. Webster’s survey in 1755, is about 260,000,
*41 for which a proportionate provision has been made in the improved state of agriculture and manufactures, and in the increased cultivation of potatoes, which in some places form two-thirds of the diet of the common people. It has been calculated that the half of the surplus of births in Scotland is drawn off in emigrations; and it cannot be doubted that this drain tends greatly to relieve the country, and to improve the condition of those which remain. Scotland is certainly still overpeopled, but not so much as it was a century or half a century ago, when it contained fewer inhabitants.
The details of the population of Ireland are but little known. I shall only observe therefore, that the extended use of potatoes has allowed of a very rapid increase of it during the last century. But the cheapness of this nourishing root, and the small piece of ground which, under this kind of cultivation, will in average years produce the food for a family, joined to the ignorance and depressed state of the people, which have prompted them to follow their inclinations with no other prospect than an immediate bare subsistence, have encouraged marriage to such a degree, that the population is pushed much beyond the industry and present resources of the country; and the consequence naturally is, that the lower classes of people are in the most impoverished and miserable state. The checks to the population are of course chiefly of the positive kind, and arise from the diseases occasioned by squalid poverty, by damp and wretched cabins, by bad and insufficient clothing, and occasional want. To these positive checks have, of late years, been added the vice and misery of intestine commotion, of civil war, and of martial law.
1825.
According to the late enumeration in 1821, the population of Ireland amounted to 6,801,827, and in 1695 it was estimated only at 1,034,000. If these numbers be correct it affords an example of continued increase for 125 years together, at such a rate as to double the population in about 45 years—a more rapid increase than has probably taken place in any other country of Europe, during the same length of time.
In the peculiar circumstances of Ireland, it would be very interesting to know the average mortality, and the proportions of births and marriages to the population. But unfortunately no correct parochial registers have been kept, and the information, however much to be desired, is unattainable.
next chapter.
It is certainly very extraordinary that a smaller proportion of males than usual should appear to have died abroad from 1800 to 1810; but as the registers for this period seem to prove it, I have made my calculations accordingly.
Log. A = log. P + n � log. 1 + |
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m – b | |
|
|
mb |
A representing the required population at the end of any number of years; n the number of years; P the actual population at the given period; 1/m the proportion of yearly deaths to the population; or ratio of mortality; 1/b the proportion of yearly births to the population, or ratio of births.
In the present case, P = 9,287,000; n = 10; m = 47; b = 29½.
m – b | 1 | m – b | 80 | |||
|
= |
|
and 1 + |
|
= |
|
mb | 79 | mb | 79 |
The log. of 80/79 = 00546; \ n � log. 1 + |
|
m – b | |
|
|
mb |
= 05460. Log. P. = 6.96787, which added to 05460 = 7.02247 the log of A, the number answering to which is 10,531,000.