One of the U.S. government’s most popular recent programs is the Paycheck Protection Program, or PPP. Congress authorized $800 billion for PPP to provide loans to companies to help pay wages, rent, interest on mortgages, and utilities during the COVID pandemic. If a firm kept enough workers on payroll, then its loan would eventually be forgiven. Yet as I predicted, the program has been a mess in both its implementation and its results.
As is always the case, a certain number of ineligible companies— many of them publicly traded — got large loans approved before many other firms could even get access to a bank in order to apply. Meanwhile, a fair number of self-employed workers — who constitute 81% of all small businesses — could not get a PPP loan because, in the eyes of the federal government, they don’t exist as businesses.
Also unsurprisingly, PPP payments mostly benefited those least in need. For example, the study titled “Did The Paycheck Protection Program Hit the Target?” found that the funds didn’t flow to where the economic shock was greatest, as measured by declines in hours worked or by the number of business closures. Another piece of research – this one by MIT’s Lawrence Schmidt and Northwestern University’s Dimitris Papanikolaou – found that the professional and technical services sector received the largest number of PPP loans- around $65 billion in total. This sector also has the highest fraction of workers who are remote and, hence, least exposed to pandemic-related disruptions. These researchers also reported that nonremote, lower-paid workers were 15 percentage points more likely to be unemployed compared with workers in sectors where working remotely is an option.
A recent paper by economist David Autor and nine co-authors – a paper titled “The $800 Billion Paycheck Protection Program: Where Did The Money Go And Why Did It Go There?” – presents yet further and fresh evidence that PPP is problematic. Here are the main findings (highlights are mine):
That’s a sample of the academic work. Reporters pretty much came to the same conclusion once they looked at the program’s beneficiaries. For instance, here was the PPP news headline equivalent of “water still wet”: “Small Business Loans Helped the Well-Heeled and Connected, Too.”
Now, because PPP was intentionally untargeted, none of this should surprise anyone. The only restriction in the legislation was that the benefits shouldn’t flow to firms with more than 500 employees. But even this rule was later relaxed for some sectors.
However, benefits going to big firms and higher income individuals, with plenty of access to capital in the first place, as well and going to less affected areas, are common findings even in the case of more targeted business handouts. Bailouts notoriously benefit shareholders and creditors rather than workers. Also, the high cost of a “job saved or created” is a common feature of most business handouts. Adam Millsap makes that same point about state and local economic development programs for instance. He writes:
But I remember finding similar high costs when looking at the 1705 green energy program and a few others like it. Cost is no object when you are spending other people’s money!
And, of course, the bigger companies are the biggest beneficiaries even though most of them have no problem accessing capital. A few examples: 65 percent of the ExIm Bank’s activities benefit 10 major companies, 70 percent of sugar subsidies benefit 3 large companies, most farm subsidies benefit large mega farms, 90 percent of the 1705 green energy loan program went to energy giants, and so on and so forth.
The fact that PPP was poorly thought through, recklessly implemented and administered, and ended up benefiting those who are least likely to need it is, for politicians and bureaucrats, a feature, not a bug, and has little to do with the fact that the program was rushed through at the start of the pandemic. This is why I would get rid of all business handouts during good times. During bad times, especially when the government shutdown the economy, I would design a government rescue plan that targets mostly individuals, not businesses. Getting the incentives right is also important. Arnold Kling and I wrote a piece explaining what such a plan might could have look like.
And yet, who wants to bet that next time around, Congress will again rush to design a rescue plan that sends billions of dollars to unneedy businesses and bailout shareholders? I am.
READER COMMENTS
Thomas Lee Hutcheson
Jan 26 2022 at 8:05am
I agree with the premise of providing “relief” directly to individuals rather than through firms. Tinbergen.
I look on the PPP as mainly the result of our failure to have an unemployment system in place, pre-recession, that more or less automatically provides compensation for lost income. Terms could vary according to economic conditions as the expected ease of obtaining new employment after becoming unemployed is much higher during a non-recession.
As with other parts of he social safety net, it is desirable to finance the benefit from a consumption tax rather than a wage tax.
Jon Murphy
Jan 27 2022 at 8:37am
Can you expand on this? Isn’t that precisely what Unemployment Insurance does?
Edward Young
Jan 26 2022 at 9:43am
I am writing from a position where the PPP program helped tremendously. We are a small 14 employee company in central Nebraska. Without this program, I am sure we would have had to lay off close to half our staff due to our income dropping over 35% from pandemic related issues. We complied with all the stipulations that went with this program and the loan was not required to be paid back. We are a service industry business. Just like other service based payroll, over 50% of our expenses go to payroll. I accept your research that showed some companies abuse this program. I do think it’s important you know and report how beneficial it was when used effectively and deservedly. It would be a shame if another pandemic hit and no assistance was provided to needing companies because authors like yourself influence decision makers against programs like PPP.
Thomas Lee Hutcheson
Jan 26 2022 at 11:17pm
I’m happy for your firm, but as a matter of policy, I think it would have been better to pay UI that covered a substantial portion of their income to your workers if you had to lay them off. Banks, knowing that the Fed would not let NGDP fall (and having in hand the massive liquidity injections the it was making to make sure NGDP did NOT fall) should have been willing lend your firm enough to tide you over. The Fed failure in the early months of the pandemic created a tough 2nd best problem for Congress and the PPP was perhaps a 4th best response.
Donald Miller
Jan 26 2022 at 10:17am
I know lots of people or so-called businesses that didn’t even exist before 2020 or 2019, and was completely made up just to fraudulently get the money, especially in Indianapolis, IN..fake hair businesses was a BIG hit….how did that happen, how was something like that forgiven when they weren’t even real at all….some of these people were on section 8 programs and pulled this off….never reported anything to those people, isn’t this a crime, a felony to do this? Why is no one investigating this?. Fake haircare businesses that got these PPP Loans and on government programs that have covered their costs of living for years before this happened. I know people that got $20,000-$50,000 in PPP Loans for free….with fake haircare businesses in Indianapolis, IN. And never filed any business taxes before 2019. Really
Monte
Jan 26 2022 at 11:07am
PPP, TARP, Climate change, the S&L bail-out, etc. They’re all https://www.thedailybeast.com/the-rube-goldberg-policy-machine?ref=scrollCube Gilbert Policy MachinesMachinesMachinesMachines destined to succeed in some hilariously awful and costly way.
John
Jan 26 2022 at 4:53pm
Alexis you are very correct I agree with you as well… There was a lot of individuals who received the PPP who should have not been approved so it stopped others from receiving it who truly deserve it.. I am sorry to hear your having a hard time during this pandemic with the government…
Wing Yu
Jan 26 2022 at 6:35pm
The PPP program should have been administered by insurance companies and FEMA since they have the platform to verify claims after disasters. Indeed, COVID did devastate certain businesses, but not all of them. Businesses should have required to demonstrate an actual loss before getting relief, not just assert that they were impacted by COVID. SBA has its purpose, but it is the wrong agency to administer disaster relief.
Monte
Jan 27 2022 at 5:03pm
The more salient point is that if our government hadn’t locked down the economy in the first place, businesses wouldn’t have had to rely on a program like the PPP, an almost $1 trillion bail-out that resulted in hundreds of millions of dollars in fraud. As far as administering the program, I tend to agree with Wing Yu. FEMA should have worked with state business recovery and stimulus agencies (where I live, for instance, the New Mexico Finance Authority (NMFA)).
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