When should international boundary lines change? This is a difficult question where a number of factors come into play:
1. Does the affected national government give consent?
2. Does the change affect de jure boundaries? How about de facto boundaries?
3. Do local residents favor a change?
4. Are there severe human rights abuses against local residents?
5. Would a boundary change involve a great deal of violence?
Let’s illustrate a few of these points with examples:
There are separatist movements in both Catalonia and Taiwan. In both cases, the relevant central government is opposed. In both cases, the regions are de jure part of a larger country (Spain and China). In both cases, many local residents favor independence? So why does the Chinese government’s case seem in some sense “worse” than the Spanish case?
First, unlike with Catalonia, Taiwan has de facto independence. And second, enforcing China’s claim to Taiwan would probably require a lot of violence, whereas Spain seems able to hold onto Catalonia without much violence.
Or take Kosovo and the Crimea. Why was the West more sympathetic to a border change in Kosovo than in Crimea? Probably mostly because the Serbs had committed human rights abuses in majority Muslim areas of former Yugoslavia, whereas Ukraine had not committed major human rights abuses in Crimea.
Kuwait (1990) and the Falkland Islands (1982) were two examples where boundary changes were successfully resisted and where there was opposition to change from local residents. In contrast, Crimean residents did not exhibit strong opposition to the boundary change, and Ukraine did not receive outside military support.
In my view, the first item on my list is the most important. That might seem odd, given that these decisions seem so arbitrary. The Czechs allowed the Slovaks to secede. Quebec residents and Scots were offered referenda on independence. In contrast, Spain refuses to give that option to Catalonia. So why is this principle so important, given that the enforcement is so arbitrary?
Central government consent is important because of point #5, the danger of violence. The international community has decided that unless there is some sort of extenuating circumstances (i.e. Kosovo), boundaries should not be changed without the consent of the central government. While this is an arbitrary rule, it minimizes the threat of violence. Throughout the world, there are dozens of places where international boundaries don’t make sense. If you allowed boundary changes without central government consent, it would open a can of worms. There’d be many attempts for one region to break off and join another. Often, the dispute would become violent.
You might wonder why unconstrained boundary changes would necessarily end up in violence. If the local people agree, why can’t the change occur peacefully? There are two problems. First, the local people don’t all agree–it’s complicated. The majority of Northern Irish don’t want to be part of Ireland, but a large minority of Northern Irish don’t want to be part of the UK. In former Yugoslavia, the ethnic map is like a jigsaw puzzle. Whenever you move the line, you hurt one group.
Economic considerations are also important. If the oil-rich southeast of Nigeria declares independence, the rest of Nigeria would feel deprived of oil revenues.
Even with all of these considerations, there are tricky cases that are hard to resolve. Thus how much weight should be put on de facto boundaries that are not internationally recognized? The US considers Taiwan to be part of China (de jure) but treats it like an independent country (de facto.) Somaliland is another place that is de jure part of another country (Somalia) but is de facto independent. How long does de facto independence have to last before it becomes internationally recognized? In my view, the best policy toward Taiwan is the one that minimizes the risk of war. But what policy is that? The same question applies to Ukraine. What weight should be put on deterring future aggression?
America stole land from Mexico in the 1800s. At what point do we no longer have the moral obligation to give it back? Russia stole land from China in the 1800s, from Germany and Japan in 1945, and from Ukraine in 2014. At what point does that theft become accepted by the international community? At what point does the Golan Heights become part of Israel in a de jure sense? Today, economic sanctions over the Crimea probably make more sense than economic sanctions over the Soviet theft of Königsberg or the Kuril Islands, but I’d be hard-pressed to provide a rigorous proof of that claim. In other words, there are lots of “borderline cases”. (Pun intended.)
Europeans have wisely decided (outside of Yugoslavia) to accept international borders as of 1945, even though (for instance) lots of Hungarians live in Romania. They recall that the German claim on the Sudetenland was based on there being a large population of ethnic Germans in that part of Czechoslovakia. It also makes sense to accept mutually agreed border changes, as with Czechoslovakia’s “velvet divorce”. This principle is mostly accepted in Latin America, although that may be mostly because it’s the weaker countries like Paraguay and Bolivia that lost territory in the past. In Africa, central governments are weaker, and the use of force to change boundaries is still an ongoing problem. But even in Africa, the principle of central government consent is viewed as being very important.
So what should we do about Ukraine? Russian apologists insist that the Russians view NATO as a security threat. That’s nonsense. Putin knows that NATO has no interest in invading Russia. The real problem is that Russia has seller’s remorse over its decision to allow the Soviet Union to break-up. It would like to grab back parts of the old Soviet Union that are ethnically Russian. And it (correctly) fears that if those areas join NATO, it will be unable to do so. Thus it’s too late to grab back the Baltic states. NATO is not a threat to Russia, it’s a threat to Russia’s intention to grab territory from its neighbors.
On the other hand, I’d oppose admitting any country into NATO that does not have clearly established boundaries. That’s a recipe for war. One compromise might be to assure Russia that NATO would not accept Ukraine until or unless the Russian government accepted Ukraine’s international borders. The same assurance could be made for Georgia and Belarus. That would give Russia an effective veto, while holding out the prospect of an eventual expansion of NATO if a future Russian government is more reasonable.
READER COMMENTS
MikeP
Jan 13 2022 at 5:15pm
The theory that border changes exhibit minimized harm due to the respective commitments of the vested parties is a good one. It also aligns with the first principles definition of property as expressed by, for example, animals. Property is that which one actor will defend to the death but another actor won’t. That which is property is too expensive to the nonowning actor to try to take it.
Nations behave the same way.
But I think there is too much weight put on Crimea. It was Russian until 1954 when it was transferred to Ukraine by the Soviet Union. I have little problem with the rest of the world allowing it to pass back to Russia after 60 years. If the current crisis winds down with nothing more than an agreement for Ukraine to stop strangling Crimea in order to have Russia back down its threatening posture, that would be fine. Unfortunately, NATO is now involved. That can’t help.
Taiwan is also a different case as it is the seat of an actual Chinese government, not just a regional or separatist government. If it is de jure wrong for China to overturn that government in Taiwan, then it was de jure wrong for China to overturn that government in China. The de facto acceptance of the latter does not automatically yield to the de facto or de jure allowance of the former.
Matthias
Jan 14 2022 at 9:54pm
Your definition of property seems a bit weird?
In the animal kingdom, a mosquito is willing to die to get my blood, but I’m not willing to die to defend it.
Similar examples can be constructed with human claimants of different strengths and different determination. Think eg some natives vs a colonizing empire. Or, two remove the influence of the status quo: think of two colonizing empires and an inhabited stretch of land.
MikeP
Jan 15 2022 at 12:34pm
I should have been more specific. That observation is about intra-species territorial behaviors that appear as respect for property. Think large cats and marking hunting grounds.
Even primitive humans would exhibit these behaviors in clans. But, yes, humans have the intelligence to organize themselves above and beyond their evolutionary group tendencies to form larger groups and outright empires that will project enough power to not care about the first principles emergent definition of property.
Thomas Strenge
Jan 13 2022 at 6:02pm
Crimea has been Russian since Catherine the Great. It’s 90% Russian. It does not make sense as a Ukrainian province. Additionally, no effort should be made to defend a country that won’t defend or govern itself. Taiwan is one of the best governed countries in Asia. Ukraine cannot get its act together. Why should we die for a place that doesn’t want to live?
Scott Sumner
Jan 13 2022 at 10:31pm
It doesn’t seem like Taiwan is making much effort to defend itself.
Thomas Strenge
Jan 14 2022 at 8:46am
I didn’t say Taiwan was a perfect case. Only that Taiwan was a better case than Ukraine. Additionally, US security guarantees have lulled Taiwan into a false sense of security. They absolutely need to spend more on self defense. Given that standard, Israel is more worthy than Taiwan. Like you said, these cases are all about where to draw the border.
Andrew_FL
Jan 13 2022 at 9:15pm
People who “steal” something don’t usually leave a $15 million dollar tip
Matthias
Jan 14 2022 at 9:55pm
What’s the context for the 15 million USD?
Andrew_FL
Jan 14 2022 at 11:55pm
The Treaty of Guadalupe Hidalgo
Scott Sumner
Jan 13 2022 at 10:29pm
Everyone, I think it’s a big mistake to look at a situation like Crimea from the perspective of whether it makes sense for the region to be a part of Ukraine or Russia. There are many, many places in the world where the same judgement could be made. That’s not the issue. The rule of law is extremely important for keeping the peace.
robc
Jan 14 2022 at 9:02am
I think your points change if we make one change.
The question that should be answered is: Why should nations be geography based?
It requires a different mindset, but it immediately answers question 1 in the negative. The same for all the rest. The key is to get rid of the concept of “boundary” and problem solved.
Matthias
Jan 14 2022 at 9:57pm
It’s not problem solved. It’s exchanging one set of problems for a different set of problems.
Going by geography gives you lots of ready made answers for who should have power to tax and regulate certain activities and entities: just check where they are on earth.
If you drop geography, you will have to come up with answers for these kinds of questions, and more importantly: get other people to accept those answers.
It’s possible, I suppose. But not a walk in the park.
MikeDC
Jan 14 2022 at 2:39pm
It seems to me that #5 is the primary factor and #1 simply follows from that.
That is, the side that is most willing to engage in violence will get its way.
In Catalonia, it may not be that the Spanish state was willing to engage in a “lot” of violence in the absolute sense. They were just willing to engage in relatively more than the separatists.
In Kosovo, the it might appear that this didn’t hold because the Serbian state was willing to unleash massive violence upon the Kosovars. But this is mistaking the relative strength of the violent action vs. the willingness to take violent action. The Kosovars were more willing to use violence. They continued to fight back in the face of a more powerful opponent.
To see that this is true, imagine the counter-examples? What happens if Catalonians took to the streets and really fought on a large scale against the Spanish state instead of largely folding up and accepting defeat? Or what if the Kosovars largely gave up after the first wave of bombs? In both cases, we might reasonably expect the results to change. Which indicates that willingness to fight is the key determinant.
This also explains why deterrence is such a big issue. Whether you are or you aren’t, you get further by appearing willing to fight.
Matthias
Jan 14 2022 at 10:05pm
Willingness to engage in violence is not enough.
Think of some murderous separatist terrorists vs a powerful but humane government that does the minimal amount of force to arrest those terrorists and put them in some nice and cushy place.
Or think of a violent coup d’etat, but citizens and the military just ignore the new wannabe government and just quietly defer to whoever is next in line to the throne and still alive. (To go even more utopian: assume that the defenders of the status quo just passively resist and don’t even arrest the usurpers against their will. The usurpers will keep killing people, but there’s only so many you can kill by yourself without outside help in lifetime and it doesn’t make a big difference in a really big country.)
Your own example suggests that it’s not just willingness to engage in violence, but also a certain capacity to inflict violence on a large enough scale. (And perhaps a few more conditions.)
MikeDC
Jan 14 2022 at 10:39pm
Can you give you real-world counter-examples where a group is willing but unable to inflict violence on a sufficient scale to press their claim.
I don’t think the Catalonian case demonstrates your point at all. Certainly the Catalonians, if they were willing to do so, could use guns, vehicles, homemade bombs, knives, rocks, and terrorism. They could become suicide bombers and assassins if they were willing. They’ve got a lot of capacity to inflict violence. Certainly more than, say, the Palestinians.
The Palestinians may be the example of willing but unable. But I think that proves the point. Their willingness to continue to fight in the face of overwhelming Israeli military supremecy has probably turned most of the world to their cause, and makes the Israelis look seem like the unsympathetic human rights abusers.
My hypothesis is that if the Catalonians were as committed as the Palestinians, you’d see something similar. Perhaps the Spanish raise the stakes and engage in more brutal repression of the Catalonians in the face of suicide bombings and a campaign of murdering non-Catalonians. The Spanish would come to be seen as brutal, and they may not be willing to go to the lengths of brutality it would take to hold on to Catalonia the way the Israelis are willing to fight for Israel. Because after all, the Spanish can walk away from Catalonia and still have the rest of Spain. The Israelis can’t.
Bottom line is that asymmetrical warfare works sometimes. Even groups with very little power can when if they’re sufficiently ruthless. That sucks, but it seems to be the truth of the world.
Matthias
Jan 17 2022 at 12:27am
I was mostly just making a pedantic point.
As far real world examples: any unsuccessful uprising is perhaps an example?
Your own example of Palestine might also count?
Joe
Jan 15 2022 at 5:14pm
This runs this risk of a kind of might makes right scenerio. One can ensure that there will be a lot of violence if political independence isn’t given to them. Once they figure out this framework they’ll get their way with violence. Of course the opposing side will make the same calculation, so their will be even more violence.
NATO is weird because it’s fighting a war that is already won, because there is this hugely influential idea that every great power is definitional locked in a tragic power struggle, since in international relations there is nothing to stop the hobbesian state of nature. When heads of state believe this it becomes a self fullfilling prophecy.
TGGP
Jan 16 2022 at 10:38am
Why does NATO still exist at all? It was created during the Cold War to oppose the Warsaw Pact headed by the USSR, but none of those things still exist anymore.
Matthias
Jan 17 2022 at 12:25am
Organisations often outlive their stated initial purpose.
As Scott has said elsewhere, NATO seems extremely successful at keeping a relative global peace and its members from being attacked by state actors.
Eg the Baltic States that used to be part of the Soviet Union have not been seriously molested by Russia thanks largely to NATO membership.
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